Compliance Analyst

Overview

Responsibilities

• Supporting consultants during on-site and off-site mock SEC examinations, compliance program reviews, and other consulting engagements
• Preparing preliminary drafts of reports, matrices, policies and procedures, and other written client deliverables
• Maintaining internal knowledge resources, such as databases of inspection report comments
• Participating in professional development activities, such as ACA’s internal training program for analysts
• Researching novel or complex compliance issues
• Performing email surveillance reviews
• Performing other ad-hoc work/special projects as necessary to support ACA on various client and internal initiatives

Qualifications

• Demonstrates professional integrity
• Dependable, flexible and adaptable to changing client needs and ACA initiatives
• Ability to work well in a fast paced, small team environment
• Must be able to work independently, multi-task and prioritize effectively
• Strong organizational and problem-solving skills with attention to detail 
• Highly motivated and goal oriented; proactive in one’s own education and career progression; volunteers for and shows initiative on both internal and external projects and tasks
• Dedicated to upholding ACA’s high quality standards and customer service focus
• Ability to establish and maintain effective working relationships with employees and clients
• Strong oral and written communication skills
• Strong analytical skills with the ability to exercise discretion and make independent judgments on matters of significance for ACA and/or ACA clients
• Proficient with Microsoft Office applications, Adobe Acrobat, and the Internet
• Bachelor’s Degree required – concentration or previous work experience in business, accounting, finance, criminal justice, law, or economics required
• Willingness to travel outside of the office – 50 percent